Professional Certificate in
Brokerage Operations
NYIF
What you will learn
- Identify the key roles of Brokerage Operations and recognize the characteristics of the marketplace and how it interacts with the operation process.
- Identify the steps to process a trade and understand the role of clearing corporations.
- Understand the settlement process and how to transfer securities.
- Understand the relevant regulations around the securities margining process and the purpose for Brokerage Accounting.
- Recognize the two primary records kept in a brokerage firm and the purpose of the general ledger.
Program Overview
Expert instruction
4 skill-building courses
$357
USD
For the full program experience
Courses in this program
NYIF's Brokerage Operations Professional Certificate
- Introduction to Brokerage Operations
- The Marketplace, Trade Process, Clearing Corporations and Settlement
- Introduction to Custody Servicing, Margins, and Accounting Records
- Brokerage Operations Professional Certificate Examination
- Job Outlook
Meet your instructors from New York Institute of Finance (NYIF)
Experts from NYIF committed to teaching online learning
Program endorsements
The Brokerage Operations Course provided me with a deeper knowledge of operations areas that I will need in my role while serving my firm's operations department.
Josh Williams , Previous Student
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